Civic Identity, Civic Deficit: The Unanswered Questions

With Heather McCabe, J.D./PhD.            

The current concern over civic education and what might be called our “civic deficit” is founded upon a generally accepted belief that civic knowledge is an important foundation of democratic self-government. There is substantial research linking civic literacy—defined as knowledge of the constitutional and historic bases and current structure of American government–to civic participation and engagement, although definitions of both civic knowledge and civic engagement vary widely. Beyond those connections, however, we are left with a striking absence of empirical research on some very foundational questions: what do we mean by “civic literacy” and “civic knowledge”? Is there some essential, identifiable body of knowledge that civically literate people must know? Do people with and without such knowledge understand America differently, and if so, in what ways? How does informed participation differ from un- or misinformed engagement, and how do the outcomes differ? What evidence do we have to support the widespread belief that civic literacy matters, that there is some irreducible level of civic knowledge critical to the success of the democratic experiment?

There is no dearth of theory on the importance of informed citizenship. In their important book What Americans Know About Politics and Why It Matters, Delli Carpini and Keeter cite Locke’s belief that it is the “obligation of all citizens to act in ways consistent with the public interest.” (p.29). Acting in the public interest requires understanding what the public interest is, and possession of sufficient information to make informed decisions about where it lies. In a letter written by James Madison to W.T.Barry, Madison emphasized the importance of civic knowledge, saying, “A popular government, without popular information or the means of acquiring it, is but a prologue to a farce or tragedy, or perhaps both.” For his part, Alexis de Toqueville believed that “each new generation is a new people that must acquire the knowledge, learn the skills an develop the dispositions or traits of private and public character that undergird a constitutional democracy.” (Branson, 1998).

The emphasis placed on civic competence was one justification for the limited franchise that originally characterized U.S. government. The knowledgeable citizens Madison and de Tocqueville were describing were propertied white males, comparatively privileged and educated men who alone were deemed likely to possess the civic skills necessary to participation in self-governance. Michael Schudson argues that the concept of the “informed citizen” as we know it today did not really emerge until the end of the Progressive Era, with the rise of mass media and the ideal of universal public education. (Schudson, 1999) Prior to the 1890s, voters were handed their ballots by party functionaries, so-called “ticket peddlers,” who provided pre-printed slates of candidates. The voter did not mark the ballot; he simply placed the party’s “ticket” in the ballot box. Beginning in 1888, states began to adopt the “Australian” ballot, which was printed by the government and required a decision by the voter. As Schudson says,

“The Australian ballot shifted the center of political gravity from party to voter. Voting changed from a social and public duty to a private right, from a social obligation to party enforceable by social pressure to a civic obligation or abstract loyalty, enforceable only by private conscience. The new ballot asked voters to make a choice among alternatives rather than to perform an act of affiliation with a group.” (emphasis in original)

If the individual voter was to choose between alternatives, he (and it was still only “he”) needed to be informed, to understand what the alternatives represented and to have the skills needed to evaluate their consistency with American constitutional premises and the common good.

This belief in the importance of informed citizens—whether founded on Lockean philosophy or derived from the growing power vested in the voters—is now virtually universal. It has become an accepted axiom of political culture. While a few hardy souls dispute the nature and amount of knowledge needed for informed democratic participation (Levine, 2013), most political commentators accept the premise and profess their distress when faced with overwhelming evidence that large numbers of voters are woefully uninformed. As former Representative Lee Hamilton recently wrote,

The truth is, for our democracy to work, it needs not just an engaged citizenry, but an informed one. We’ve known this since the nation’s earliest days. The creators of the Massachusetts Constitution of 1780 thought the notion important enough to enshrine it in the state’s founding document: “Wisdom and knowledge, as well as virtue, iffused generally among the body of the people,” they wrote, are “necessary for the preservation of rights and liberties.” (Center on Congress, 2003)

If democratic theory is correct, and a civically literate population is essential to liberal democratic self-governance, the concerns raised by available data are understandable and appropriate.  Research from a multitude of sources gives evidence of a widespread lack of constitutional competence and civic literacy in the United States. Only 36 percent of Americans can correctly name the three branches of government (Annenberg Public Policy Center Judicial Survey, 2007). Fewer than half of 12th grade students can describe the meaning of federalism (National Assessment of Educational Progress, 2006). Only 35.5% of teenagers can correctly identify “We the People” as the first three words of the Constitution (1998 National Constitution Center Survey). The National Assessment of Education Progress (NAEP) 2006 report on civics competencies indicates that barely a quarter of the nation’s 4th, 8th and 12th graders are proficient in civics, with only five percent of seniors able to identify and explain checks on presidential power.

These and many similar research findings clearly demonstrate that those surveyed are woefully ignorant of the subject matter on which they were being tested. What they do not show, however, is the materiality of that subject matter; that is, we have no empirical research that identifies a body of knowledge acquisition of which is essential to informed citizenship. We can certainly speculate: knowing the three branches of government and their respective duties, for example, certainly seems like the sort of civic information citizens need in order to cast an informed vote or otherwise participate in the political process. On the other hand, knowing the composition of the Supreme Court or the names of particular Justices, while desirable, is probably less critical. If we are going to engage in collective hand-wringing over the state of the democratic enterprise, it would seem prudent to identify those elements of civic knowledge that are demonstrably linked to informed citizenship.

It isn’t only the absence of empirical research on that question and many others that erects barriers to reasoned debate about our civic deficit. National efforts to improve civics education and civic literacy are also limited by the widespread belief that knowledge about our history and governing structures is of importance only in the political arena. There is less recognition of its theoretical and practical importance in other areas. In the age of the administrative state, anyone concerned with policy—from business enterprises regulated by the state, to medical researchers dependent upon government grants, to science teachers under pressure to teach religious doctrine in the classroom—quickly finds that knowledge of the nature and extent of the rules to which they are subject and the mechanisms that are available to them is a critical element of disciplinary competence. Increasingly, civic information and civic skills are required for effectiveness in arenas far removed from the political.

An example can be found in the field of social work.  Social workers frequently work with clients from vulnerable populations.  As a part of their work, social workers must advocate within institutions and systems (governmental agencies, regulated organizations) in order to assist their clients in obtaining needed services.  In addition, social justice is a guiding principle of social work (Swenson, 1998; Breton et al, 2003; NASW, 1999) and social workers are expected to advocate within the policy arena when existing policies are not meeting their clients’ needs.   If social workers need to address a policy, either at an individual client level or a system level, they must have the requisite civic knowledge to do so.  They must understand the difference between a legislative statute and an administrative policy.  Additionally, they need to be able to identify whether the policy is a federal, state, or local issue.  If social workers do not have the basic civic knowledge needed to parse out these details, they are unable to appropriately advocate on behalf of their clients.  The same need for civic understanding applies to any enterprise that interacts with government at any level, or is subject to government regulation. Civic competency is necessary for any person, industry or organization seeking to have an impact on the policy environment within which it operates.

Beyond the underappreciated practical importance of civic knowledge to professional practices and business operations of various kinds, beyond the more widely recognized concerns about connections between civic literacy and democratic stability, the sociological literature suggests that the existence of a common body of civic knowledge may play an even more vital role in promoting civic cohesion, due to its function in promoting social capital and its centrality to what has been called “civic religion.” Work done in these areas has considerable relevance to questions about the role of civic literacy in a diverse polity.

References in the United States to social capital can be traced back to 1916 (Putnam, 2000), but widespread interest in the concept did not arise until the mid 1980s with Bourdieu (1986).  The concept was popularized in sociology by James Coleman (1988); it was introduced into general political discourse by Robert Putnam, primarily with the publication of Bowling Alone: The Collapse and Revival of American Community (2000). While there are numerous definitions of social capital, there is general agreement that social capital develops and rests upon norms of trust and reciprocity (both specific and generalized), which develop between people in social networks. Social capital can also build solidarity, which develops as a product of common group fate. Social capital has been defined as either “bridging” or “bonding,” depending upon the “thickness” of the connections involved. Social capital is understood to facilitate coordination, reduce transaction costs, and enhance the flow of information. Civic engagement has been demonstrated to build social capital. (MacGillivray & Walker, 2000).

The term “civil religion” was first coined in 1967 by Robert N. Bellah, in an article for Daedalus that remains the standard reference for the concept. While the proper content of a civic religion has been and remains the subject of heated debate, the purpose of such an overarching value structure is to provide citizens with a sense of common purpose and identity. (Despite the claims of some conservative Christians, Christianity does not provide that social glue; the United States is not and never has been an officially Christian country, although it has been culturally Protestant, and the dramatic increase in religious and cultural diversity over recent decades makes Christian doctrine even less suited to such a task.) The importance of a common value structure, and its relevance to civic literacy, has been explained by one scholar thusly:

The U.S. Constitution contains no reference to deity, and specifically rejects the use of any religious test for citizenship or public office. In order to be consistent with the Constitution, any civil religion must respect the nation’s commitment to individual autonomy in matters of belief, while still providing an overarching value structure to which most, if not all, citizens can subscribe. This is no small task in a nation founded upon the principle that government must be neutral among belief systems. This constitutionally-required state neutrality has long been a source of considerable political tension between citizens intent upon imposing their religious beliefs on their neighbors and those who reject efforts to enforce religious hegemony. Thus far, no proposed value system or theorized civil religion has been entirely able to resolve that conflict. To the extent that Americans do endorse an overarching ideology or civil religion, it is a belief system based upon the values of individual liberty and equal rights enshrined in the U.S. Constitution and Bill of Rights. (emphasis added) (Kennedy, 2011)

We do have ample research showing that greater civic knowledge leads to greater civic engagement. (Galston, 2001; Galston, 2004; Milner, 2002) Civic engagement generates social capital, which connects Americans to each other with bonds of trust and reciprocity. While we have little empirical research on the role of civil religion, it is also believed to forge bonds between citizens and to facilitate the collective civic enterprise. Given America’s growing diversity, such a civic value structure necessarily rests upon our common constitutional values. Civic literacy –knowledge of American history, constitutional premises and governing structures—is thus a necessary component of civil religion, and to the extent that it fosters civic engagement, a generator of social capital.

                                                CONCLUSION

We have ample research about what Americans do and do not know. What we need is research into the causes and consequences of that civic deficit. At a minimum, we need sound empirical investigation into the following questions:

  • What are the essential elements of civic literacy? That is, what is the content of a minimal level of civic knowledge necessary to effective citizenship?
  • What aspects of civic knowledge are most predictive of civic engagement, defined as regular voting, and political activism (work on a campaign, attendance at public meetings, and other indicators of civic involvement)?
  • With respect to those who are civically and politically active, are there measurable, meaningful differences between those who are civically-literate and those who are not?
  • Why have former efforts to improve citizenship education failed to have a lasting effect? What can we do differently in the future to make and sustain improvements?
  • Are there measurable differences in levels of civic literacy between identifiable groups? For example, are scientists more or less civically literate than lawyers? Are members of certain religions more or less literate than others? Are people who harbor homophobic or anti-immigrant or anti-Muslim opinions less civically literate than those who are more accepting of diversity?
  • What are the connections between civic literacy and mass media? How has the dramatic “morphing” of media, and the accompanying changes in the ways in which Americans access information affected levels of civic knowledge?

There are many other research areas we might suggest. These examples only begin to scratch the surface of a pressing research agenda that needs to be “operationalized” and pursued. But the answers to these and similar questions are an essential precondition to thoughtful action to address our civic deficit, and finding the scholars to address them and the resources to support those scholars is an increasingly critical task.

There is widespread recognition that our government institutions are broken. We will not fix them with exhortations alone. Doctors rely on accurate diagnoses in order to prescribe the right medicines; similarly, academics and concerned citizens must base our recommendations on credible empirical evidence. We can’t fix our systems—biological or political—until we really understand what has gone wrong and why.

Works Cited

Annenberg Public Policy Center. (2007). Annenberg Public Policy Center Judicial

Survey. Retrieved from

http://www.annenbergpublicpolicycenter.org/Downloads/20071017_JudicialSurvey/Judicial_Findings_10-17-2007.pdf.

Bourdieu, P. (1986). The Forms of Capital. In J. Richardson, (Ed.) Handbook of Theory

and Research for the Sociology of Education. New York: Greenwood, p. 241-258.

Branson, M. (1998). The Role of Civic Education: A Position Paper. Calabasas, CA. The

Center for Civic Education.

Breton, M., Cox, E.O. & Taylor, S. (2003). Social Justice, Social Policy, and Social

Work. The Social Policy Journal, Vol.2, Issue 1.  

Coleman, J. S. (1988). Social Capital in the Creation of Human Capital.  The American

Journal of Sociology, Vol. 94, p. S95-S120.

Delli Caprini, M.X. & Keeter, S. (1996). What Americans Know About Politics and Why

It Matters. New Haven: Yale University Press.

Galston, W.A. (2001). Political Knowledge, Political Engagement, and Civic Education

Annual Review of Political Science, Vol.4, 2001, pp. 217-234.

Galston, W.A. (2004). Civic Education and Political Participation. PS: Political Science

& Politics, Vol. 37, Issue 2, pp.263-266

Kennedy, S.S. (2011). Civil Religion. [Web Blog]. Retrieved from

http://sheilakennedy.net/2011/02/civil-religion.

Levine, P. (2013, January 17). What Did You Voters Know and Understand in 2012?

[Web Blog]. Retrieved from http://peterlevine.ws/?p=10620.

MacGillvray, A. & Walker, P. (2000). Local Social Capital: Making it Work on the

Ground. In T. Schuller, Social Capital: Critical Perspectives. Oxford: Oxford University Press, p.197-211.

Milner, H. (2002). Civic Literacy: How Informed Citizens Make Democracy Work.

University Press of New England

National Assessment of Educational Progress. (2006). NAEP-Civics 2006: The Nation’s

Report Card. Retrieved from http://nces.ed.gov/pubsearch/pubsinfo.asp?pubid=2007476.

National Association of Social Workers (1999). Code of Ethics of the National

Association of Social Workers. Retrieved from          http://www.socialworkers.org/pubs/code/code.asp.

National Constitution Center. (1998). National Constitution Center Teens’ Poll.

Retrieved from http://ratify.constitutioncenter.org/CitizenAction/CivicResearchResults/NCCTeens’Poll.shtml

Putnam, R.D. (2000). Bowling Alone: The Collapse and Revival of American Community.

New York: Simon & Schuster, p. 19-20.

Schudson, M. (1999). The Good Citizen: A History of American Civic Life. Cambridge,

MA: Harvard University Press.

Swenson, C.R. (1998). Clinical Social Work’s Contribution to a Social Justice

Perspective. A Journal of the National Association of Social Workers, Vol.43, Issue 6. 

The Center on Congress. (2003, November 15). Why We Need An Informed Citizenry.

Bloomington, IN.

Balance of Power

The Newtown parents have recently reminded us that ordinary citizens with a compelling story can move policy, even in Washington. They were able to do what even the President could not: prevent a filibuster by Republican Representatives intent upon blocking action. The filibuster threat wilted in the face of bereaved mothers and fathers–a different kind of lobbyist from the pin-striped suits with whom they are familiar.

There are many lessons we might draw from this episode, but something Dana Milbank wrote in a column about the parents struck me. He noted that “Hockley [one of the mothers] and her peers succeeded precisely because they weren’t the usual actors following the usual script. ‘At the start of the week I didn’t even know what a filibuster was,’ Hockley told me Thursday beneath the cherry blossoms outside the Hart Senate Office Building.”

And therein lies a lesson for us all.

I don’t know how many citizens have no idea what a filibuster is, or how it has been used and abused. We know that only 36% of Americans can name the three branches of government; if I had to guess, I’d wager fewer than 10% could explain the filibuster. Could a population that knew the basic structure of our government, a citizenry that actually followed events in the nation’s capital, change the nation’s trajectory? Could they marry righteous wrath to informed participation, and end the petty game-playing and toxic power struggles that increasingly characterize our government?

The Newtown parents had to understand the filibuster in order to prevent one from blocking the action they supported.

Knowledge really is power. No matter how uneven the contest between ordinary citizens and moneyed interests, people armed with information and determination can make a huge difference.

When the only people who understand the system are those who use it to their own advantage, however, it’s no contest.

Comments

Missing Souter

I remember when the first President Bush nominated David Souter to the Supreme Court. I listened to the televised session when he appeared before Congress (I think it was CSPAN–it was certainly past my bedtime), fearful after the disappointment that was Clarence Thomas, and I was impressed by the erudition of his responses. I wasn’t disappointed by his subsequent jurisprudence; agree or not (and usually I did agree), his opinions were always reasoned, nuanced and respectful of both the litigants and the Constitutional process.

I was sorry to see him step down from the Court. During the recent coverage of oral arguments, I was struck by the mediocrity of Alito and irritated by Scalia’s usual grandstanding, and really regretted Souter’s absence.

Yesterday, I had a chance to see him in person. I was attending a small conference on civic education at Harvard, co-sponsored by the Law School and former Justice Sandra Day O’Connor’s iCivics, and Souter was one of the panelists–along with Lawrence Tribe, Justice O’Connor, and Kenneth Starr. (Talk about your heavy hitters!)

Justice O’Connor said very little, but Souter was eloquent. In a day devoted to necessary technical issues–how do we improve civic education, what are the barriers we face, what is the necessary content of an education that will encourage informed, active citizenship–he cut to the chase: America has a tension between the rights of the individual and the common good. That’s a healthy tension. But we must guard against times when we go too far in either direction. When, as now, we place excessive importance on individualism, and neglect the common good, we run the danger of forgetting what it means to be an American, a part of a polity. We forget who “we” are when we focus too narrowly on the “me.”

And “we” are constituted by our commitment to our Constitution. When our citizens are ignorant of American history, American values and our constitutional commitments, we lose our identity.

His actual remarks were far, far more eloquent than my rendition of them. Listening to him, I could only think how much the current Court lost when he stepped down.

Comments

Intriguing Factoid

Whenever I attend an academic conference, I learn a lot, although what I learn is not necessarily the subject-matter of the conference itself, or the papers that are presented. Often, it’s the “happenstance” nuggets and accidental insights that are most interesting.

I have now unpacked from the recent conference in Detroit, and “debriefed” by sorting through the papers and notes and handouts that accumulate during such meetings, and was reminded of an observation made during one presentation–a research finding that was intriguing, to say the least. The study found a positive correlation between writing proficiency and “engaged and knowledgable citizenship.”

The research was alluded to in passing, and no explanation was offered. I suppose the easy answer might be that people who are bright and well-educated are more likely to write well and more likely to be engaged, informed citizens. But that seems too facile. I know people with degrees from prestigious institutions who can’t write clearly, and I know others with those same credentials who somehow missed elementary civics and government.

Of course, I didn’t see the research and didn’t get a citation, so it may well be that the study was flawed. But if it wasn’t, how might we explain this correlation? What would be the connection between the ability to write with clarity and grace, and the possession of above-average civic knowledge? Why would these two particular skills/understandings be correlated?

Any ideas?

Comments

Raising Cyber-Citizens

Some intriguing research on civic education is being conducted by Professor Joseph Kahne, the John and Martha Davidson Professor of Education at Mills College in California. Kahne is investigating the effect of digital media on young people’s political knowledge and engagement, and his preliminary findings (let’s face it, at this stage of our ‘cyber-world,’ everything we know is preliminary) are pretty fascinating.

Kahne says that half of all 18-20-year-olds say their voting decisions are influenced by what they learn online.

Seventy-five percent of America’s youth are active on Facebook; and ninety-five percent of teenagers between the ages of 14 and 17 use the Internet. Almost a quarter of all smartphones are used by teens and young adults between 13 and 24.

Youth under twenty-five are more often recruited for civic or political activities online than through other methods.

Before you wring your hands and–in the manner of all passing generations–denounce this state of affairs as the harbinger of a disconnected, disinterested polity, consider some of Kahne’s other findings: even controlling for prior levels of engagement, when young people became highly involved in online, interest-driven communities (Harry Potter fans, sports fans, followers of particular music genres, etc.), they became more likely to volunteer in their communities, raise money for a charitable cause, or work together with others to solve a community problem. These groups are also less likely to serve as “echo chambers” and more likely to introduce young people to social and political perspectives other than their own than their off-line lives in communities of like-minded residents. Even when the  online communities discuss sports or hobbies, political matters emerge and are discussed–and Hobbit aficionados are not likely to be politically homogeneous.

Kahne has even collaborated with Pew’s Internet and American Life Project to explore the ways in which video games can be used to provide youth with civic learning experiences, and he cites Games for Change, an organization working to exploit that possibility.

Cyberspace certainly presents parents and educators with new challenges–some of them worthy of our concern. But like all change, it also opens up new opportunities. The Internet is a tool, and like all tools, morally and educationally neutral. It’s how we use it that makes the difference.